SEC Form 4 · Rule 10b5-1 trading plans
CAPITAL ONE FINANCIAL CORP (COF)
- 4Trades filed under a plan
- 0Plan adoption dates stated
- 7Quarterly results prints on file
- 0Trades in the days before a print
In the 2025 filing year, CAPITAL ONE FINANCIAL CORP filed 4 Form 4 statements whose footnotes name a Rule 10b5-1 trading plan, by 3 reporting owners, covering 4 transactions filed under those plans and 15,783 shares. None carries the SEC's own AFF10B5ONE adoption flag; each of the 4 names a plan in a footnote. 7 results prints are on file in the same window, which is what makes the interval below measurable.
Trades filed under a plan in CAPITAL ONE FINANCIAL CORP 4
- Alexander Robert M. — 2025-07-23 · S · 10,114 shares
- Golden Timothy P — 2025-08-12 · S · 3,462 shares
- Golden Timothy P — 2025-08-19 · S · 207 shares
- Cooper Matthew W — 2025-09-02 · S · 2,000 shares
Plan adoption dates stated in CAPITAL ONE FINANCIAL CORP 0
Quarterly results prints on file in CAPITAL ONE FINANCIAL CORP 7
- 2025-01-21
- 2025-04-22
- 2025-07-22
- 2025-10-21
- 2026-01-22
- 2026-04-21
- 2026-07-21
Trades in the days before a print in CAPITAL ONE FINANCIAL CORP 0
- 49 days before the 2025-10-21 print — 2025-09-02 · S · Cooper Matthew W · 2,000 shares
- 63 days before the 2025-10-21 print — 2025-08-19 · S · Golden Timothy P · 207 shares
- 70 days before the 2025-10-21 print — 2025-08-12 · S · Golden Timothy P · 3,462 shares
- 90 days before the 2025-10-21 print — 2025-07-23 · S · Alexander Robert M. · 10,114 shares
Interval to the next reported results date
For each transaction filed under a plan, the days between the transaction date and the company’s next results print. These are the dates the filings state, printed as an interval; the page draws no conclusion from them.
- 0Within 5 days of a print
- 0Within 10 days of a print
- 49Shortest interval, in days
- 0Trades with no later print on file
Reported results dates on file
- 2025-01-21
- 2025-04-22
- 2025-07-22
- 2025-10-21
- 2026-01-22
- 2026-04-21
- 2026-07-21
A proxy statement is on file for this company in the same window, which is where a company states its own trading policy.
Other companies with plan records
- M&T BANK CORP 2
- HUNTINGTON BANCSHARES INC /MD/ 6
- STATE STREET CORP 2
- PEOPLES BANCORP INC 5
- FULTON FINANCIAL CORP 2
- CENTRAL PACIFIC FINANCIAL CORP 5
- WEBSTER FINANCIAL CORP 2
- UNITED COMMUNITY BANKS INC 4
- WAFD INC 2
- EAST WEST BANCORP INC 3
Order the document
Every company with plan records →
Form 4 statements and their footnotes from the SEC’s EDGAR full-text search, and this company’s results dates, industry classification and state of incorporation from the SEC submissions API. The page prints the dates the filings state and the interval between them; it draws no conclusion from them.