SEC Form 4 · Rule 10b5-1 trading plans
Lumentum Holdings Inc. (LITE)
- 20Trades filed under a plan
- 3Plan adoption dates stated
- 8Quarterly results prints on file
- 0Trades in the days before a print
In the 2025 filing year, Lumentum Holdings Inc. filed 13 Form 4 statements whose footnotes name a Rule 10b5-1 trading plan, by 4 reporting owners, covering 20 transactions filed under those plans and 46,746 shares. None carries the SEC's own AFF10B5ONE adoption flag; each of the 13 names a plan in a footnote. 8 results prints are on file in the same window, which is what makes the interval below measurable.
Trades filed under a plan in Lumentum Holdings Inc. 20
- Ali Wajid — 2025-02-18 · S · 1,072 shares
- Ali Wajid — 2025-02-18 · S · 1,100 shares
- Wupen Yuen — 2025-07-21 · S · 264 shares
- Wupen Yuen — 2025-07-22 · S · 264 shares
- Wupen Yuen — 2025-07-23 · S · 265 shares
- Retort Vincent — 2025-07-29 · S · 22,719 shares
- Wupen Yuen — 2025-08-04 · S · 241 shares
- Wupen Yuen — 2025-08-05 · S · 241 shares
- Wupen Yuen — 2025-08-06 · S · 241 shares
- Wupen Yuen — 2025-08-15 · S · 109 shares
- Ali Wajid — 2025-08-18 · S · 2,222 shares
- Kim Jae — 2025-08-18 · S · 912 shares
Plan adoption dates stated in Lumentum Holdings Inc. 3
- 2024-08-26 — stated in 1 filing
- 2024-08-30 — stated in 3 filings
- 2025-02-11 — stated in 9 filings
Quarterly results prints on file in Lumentum Holdings Inc. 8
- 2025-02-03
- 2025-02-06
- 2025-05-06
- 2025-08-12
- 2025-11-04
- 2026-02-03
- 2026-05-05
- 2026-08-11
Trades in the days before a print in Lumentum Holdings Inc. 0
- 6 days before the 2025-08-12 print — 2025-08-06 · S · Wupen Yuen · 241 shares
- 7 days before the 2025-08-12 print — 2025-08-05 · S · Wupen Yuen · 241 shares
- 8 days before the 2025-08-12 print — 2025-08-04 · S · Wupen Yuen · 241 shares
- 14 days before the 2025-08-12 print — 2025-07-29 · S · Retort Vincent · 22,719 shares
- 20 days before the 2025-08-12 print — 2025-07-23 · S · Wupen Yuen · 265 shares
- 21 days before the 2025-08-12 print — 2025-07-22 · S · Wupen Yuen · 264 shares
- 22 days before the 2025-08-12 print — 2025-07-21 · S · Wupen Yuen · 264 shares
- 69 days before the 2025-11-04 print — 2025-08-27 · S · Wupen Yuen · 3,281 shares
- 70 days before the 2025-11-04 print — 2025-08-26 · S · Ali Wajid · 2,526 shares
- 70 days before the 2025-11-04 print — 2025-08-26 · S · Wupen Yuen · 3,282 shares
- 71 days before the 2025-11-04 print — 2025-08-25 · S · Wupen Yuen · 3,282 shares
- 74 days before the 2025-11-04 print — 2025-08-22 · S · Kim Jae · 3,407 shares
Interval to the next reported results date
For each transaction filed under a plan, the days between the transaction date and the company’s next results print. These are the dates the filings state, printed as an interval; the page draws no conclusion from them.
- 0Within 5 days of a print
- 3Within 10 days of a print
- 6Shortest interval, in days
- 0Trades with no later print on file
- Wupen Yuen 2025-08-04 · S · 8 days before the 2025-08-12 print · PRESIDENT, CLOUD & NETWORKING
- Wupen Yuen 2025-08-05 · S · 7 days before the 2025-08-12 print · PRESIDENT, CLOUD & NETWORKING
- Wupen Yuen 2025-08-06 · S · 6 days before the 2025-08-12 print · PRESIDENT, CLOUD & NETWORKING
Adoption dates, as the filings state them
- 2024-08-26 stated in 1 filing
- 2024-08-30 stated in 3 filings
- 2025-02-11 stated in 9 filings
As the filings state it: “10b5-1 trading plan adopted by the Reporting Person on August 30, 2024”
Reported results dates on file
- 2025-02-03
- 2025-02-06
- 2025-05-06
- 2025-08-12
- 2025-11-04
- 2026-02-03
- 2026-05-05
- 2026-08-11
A proxy statement is on file for this company in the same window (2025-10-07), which is where a company states its own trading policy.
Other companies with plan records
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- ANALOG DEVICES INC 9
- POWELL INDUSTRIES INC 3
- SEMTECH CORP 7
- Woodward, Inc. 3
- MICRON TECHNOLOGY INC 13
- VICOR CORP 4
- CIRRUS LOGIC, INC. 7
- PLEXUS CORP 8
- QUALCOMM INC/DE 14
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Form 4 statements and their footnotes from the SEC’s EDGAR full-text search, and this company’s results dates, industry classification and state of incorporation from the SEC submissions API. The page prints the dates the filings state and the interval between them; it draws no conclusion from them.