SEC Form 4 · Rule 10b5-1 trading plans
SCHWAB CHARLES CORP (SCHW)
- 19Trades filed under a plan
- 4Plan adoption dates stated
- 7Quarterly results prints on file
- 0Trades in the days before a print
In the 2025 filing year, SCHWAB CHARLES CORP filed 10 Form 4 statements whose footnotes name a Rule 10b5-1 trading plan, by 4 reporting owners, covering 19 transactions filed under those plans and 183,193 shares. None carries the SEC's own AFF10B5ONE adoption flag; each of the 10 names a plan in a footnote. 7 results prints are on file in the same window, which is what makes the interval below measurable.
Trades filed under a plan in SCHWAB CHARLES CORP 19
- Schwab-Pomerantz Carolyn — 2025-01-02 · S · 14,400 shares
- Schwab-Pomerantz Carolyn — 2025-01-02 · S · 9,600 shares
- Schwab-Pomerantz Carolyn — 2025-02-06 · S · 14,400 shares
- Schwab-Pomerantz Carolyn — 2025-02-06 · S · 9,600 shares
- Craig Jonathan M. — 2025-03-06 · S · 23,258 shares
- Schwab-Pomerantz Carolyn — 2025-03-06 · S · 14,400 shares
- Schwab-Pomerantz Carolyn — 2025-03-06 · S · 9,600 shares
- Schwab-Pomerantz Carolyn — 2025-07-03 · S · 14,400 shares
- Schwab-Pomerantz Carolyn — 2025-07-03 · S · 9,600 shares
- Woolway Paul V — 2025-08-01 · S · 3,290 shares
- Schwab-Pomerantz Carolyn — 2025-08-07 · S · 14,000 shares
- Schwab-Pomerantz Carolyn — 2025-08-07 · S · 400 shares
Plan adoption dates stated in SCHWAB CHARLES CORP 4
- 2024-02-28 — stated in 1 filing
- 2024-08-14 — stated in 6 filings
- 2024-10-31 — stated in 1 filing
- 2024-11-15 — stated in 2 filings
Quarterly results prints on file in SCHWAB CHARLES CORP 7
- 2025-01-21
- 2025-04-17
- 2025-07-18
- 2025-10-16
- 2026-01-21
- 2026-04-16
- 2026-07-21
Trades in the days before a print in SCHWAB CHARLES CORP 0
- 15 days before the 2025-07-18 print — 2025-07-03 · S · Schwab-Pomerantz Carolyn · 14,400 shares
- 15 days before the 2025-07-18 print — 2025-07-03 · S · Schwab-Pomerantz Carolyn · 9,600 shares
- 19 days before the 2025-01-21 print — 2025-01-02 · S · Schwab-Pomerantz Carolyn · 14,400 shares
- 19 days before the 2025-01-21 print — 2025-01-02 · S · Schwab-Pomerantz Carolyn · 9,600 shares
- 42 days before the 2025-04-17 print — 2025-03-06 · S · Craig Jonathan M. · 23,258 shares
- 42 days before the 2025-04-17 print — 2025-03-06 · S · Schwab-Pomerantz Carolyn · 14,400 shares
- 42 days before the 2025-04-17 print — 2025-03-06 · S · Schwab-Pomerantz Carolyn · 9,600 shares
- 42 days before the 2025-10-16 print — 2025-09-04 · S · Schwab-Pomerantz Carolyn · 14,400 shares
- 42 days before the 2025-10-16 print — 2025-09-04 · S · Schwab-Pomerantz Carolyn · 9,600 shares
- 44 days before the 2025-10-16 print — 2025-09-02 · S · Woolway Paul V · 3,205 shares
- 49 days before the 2025-10-16 print — 2025-08-28 · S · Beatty Jonathan S · 6,144 shares
- 50 days before the 2025-10-16 print — 2025-08-27 · S · Beatty Jonathan S · 3,296 shares
Interval to the next reported results date
For each transaction filed under a plan, the days between the transaction date and the company’s next results print. These are the dates the filings state, printed as an interval; the page draws no conclusion from them.
- 0Within 5 days of a print
- 0Within 10 days of a print
- 15Shortest interval, in days
- 0Trades with no later print on file
Adoption dates, as the filings state them
- 2024-02-28 stated in 1 filing
- 2024-08-14 stated in 6 filings
- 2024-10-31 stated in 1 filing
- 2024-11-15 stated in 2 filings
As the filings state it: “10b5-1 trading plan adopted by the reporting person on October 31, 2024”
Reported results dates on file
- 2025-01-21
- 2025-04-17
- 2025-07-18
- 2025-10-16
- 2026-01-21
- 2026-04-16
- 2026-07-21
A proxy statement is on file for this company in the same window, which is where a company states its own trading policy.
Other companies with plan records
- WisdomTree, Inc. 2
- NASDAQ, INC. 8
- CME GROUP INC. 2
- Ares Management Corp 15
- Morningstar, Inc. 20
- HOULIHAN LOKEY, INC. 5
- Lazard, Inc. 2
- Cboe Global Markets, Inc. 3
- LPL Financial Holdings Inc. 8
- Intercontinental Exchange, Inc. 28
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Form 4 statements and their footnotes from the SEC’s EDGAR full-text search, and this company’s results dates, industry classification and state of incorporation from the SEC submissions API. The page prints the dates the filings state and the interval between them; it draws no conclusion from them.