SEC Form 4 · Rule 10b5-1 trading plans
NASDAQ, INC. (NDAQ)
- 8Trades filed under a plan
- 4Plan adoption dates stated
- 7Quarterly results prints on file
- 0Trades in the days before a print
In the 2025 filing year, NASDAQ, INC. filed 8 Form 4 statements whose footnotes name a Rule 10b5-1 trading plan, by 4 reporting owners, covering 8 transactions filed under those plans and 56,838 shares. 8 of those filings carry the SEC's own AFF10B5ONE adoption flag; the other 0 name a plan in a footnote and carry no flag. 7 results prints are on file in the same window, which is what makes the interval below measurable.
Trades filed under a plan in NASDAQ, INC. 8
- Smith Bryan Everard — 2025-02-03 · S · 3,500 shares
- Peterson Bradley J — 2025-02-26 · S · 17,056 shares
- Smith Bryan Everard — 2025-03-03 · S · 3,500 shares
- Youngwood Sarah — 2025-03-17 · S · 14,959 shares
- SKULE JEREMY — 2025-07-01 · S · 2,105 shares
- Peterson Bradley J — 2025-07-02 · S · 11,508 shares
- SKULE JEREMY — 2025-08-01 · S · 2,105 shares
- SKULE JEREMY — 2025-09-02 · S · 2,105 shares
Plan adoption dates stated in NASDAQ, INC. 4
- 2024-09-05 — stated in 2 filings
- 2024-11-01 — stated in 1 filing
- 2024-12-12 — stated in 1 filing
- 2025-02-10 — stated in 3 filings
Quarterly results prints on file in NASDAQ, INC. 7
- 2025-01-29
- 2025-04-24
- 2025-07-24
- 2025-10-21
- 2026-01-29
- 2026-04-23
- 2026-07-23
Trades in the days before a print in NASDAQ, INC. 0
- 22 days before the 2025-07-24 print — 2025-07-02 · S · Peterson Bradley J · 11,508 shares
- 23 days before the 2025-07-24 print — 2025-07-01 · S · SKULE JEREMY · 2,105 shares
- 38 days before the 2025-04-24 print — 2025-03-17 · S · Youngwood Sarah · 14,959 shares
- 49 days before the 2025-10-21 print — 2025-09-02 · S · SKULE JEREMY · 2,105 shares
- 52 days before the 2025-04-24 print — 2025-03-03 · S · Smith Bryan Everard · 3,500 shares
- 57 days before the 2025-04-24 print — 2025-02-26 · S · Peterson Bradley J · 17,056 shares
- 80 days before the 2025-04-24 print — 2025-02-03 · S · Smith Bryan Everard · 3,500 shares
- 81 days before the 2025-10-21 print — 2025-08-01 · S · SKULE JEREMY · 2,105 shares
Interval to the next reported results date
For each transaction filed under a plan, the days between the transaction date and the company’s next results print. These are the dates the filings state, printed as an interval; the page draws no conclusion from them.
- 0Within 5 days of a print
- 0Within 10 days of a print
- 22Shortest interval, in days
- 0Trades with no later print on file
Adoption dates, as the filings state them
- 2024-09-05 stated in 2 filings
- 2024-11-01 stated in 1 filing
- 2024-12-12 stated in 1 filing
- 2025-02-10 stated in 3 filings
As the filings state it: “10b5-1(c) trading plan adopted on September 5, 2024”
Reported results dates on file
- 2025-01-29
- 2025-04-24
- 2025-07-24
- 2025-10-21
- 2026-01-29
- 2026-04-23
- 2026-07-23
A proxy statement is on file for this company in the same window, which is where a company states its own trading policy.
Other companies with plan records
- SCHWAB CHARLES CORP 10
- WisdomTree, Inc. 2
- CME GROUP INC. 2
- Ares Management Corp 15
- Morningstar, Inc. 20
- HOULIHAN LOKEY, INC. 5
- Lazard, Inc. 2
- Cboe Global Markets, Inc. 3
- LPL Financial Holdings Inc. 8
- Intercontinental Exchange, Inc. 28
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Form 4 statements and their footnotes from the SEC’s EDGAR full-text search, and this company’s results dates, industry classification and state of incorporation from the SEC submissions API. The page prints the dates the filings state and the interval between them; it draws no conclusion from them.